1 Day Course on MiFID Compliance – ResearchAndMarkets.com

The “MiFID
Compliance” training has been added to ResearchAndMarkets.com’s
offering.This intensive one-day course conducted by a City
expert provides a deep dive look at MiFID and the key areas requiring
change and consideration for firms as a result of MiFIR and MiFID II.

Participants will be equipped to understand Market Structures, Investor
Protection, Conduct of Business, Transaction Reporting, Systems Controls
and Business Principles, Product Changes and Exchanges implemented
under: MiFID, MiFID II/MiFIR.

There will be a test performed at the end of the course to check
participants’ knowledge.

In 2007 the European Union first attempt to regulate the financial
market saw the introduction of MiFID I the effect of which was a
harmonised transaction reporting regime across Europe. In MiFID II, the
European Commission takes the current objective of transaction reporting
– the detection and investigation of potential market abuse – and
expands it into supporting market integrity.

MiFID II requires major implementation changes and a reassessment of
existing business models. The original MiFID led to a major shift in the
cash equity markets, and the MiFID II impact will be even more
pronounced, changing how almost all of OTC products are priced, traded
and reported.The original MiFID Transaction Reporting
provides a platform for European Market participants to gain an
appreciation of changes introduced by MiFID II and get ahead of the
forthcoming MiFIR Transaction Reporting through developing a reporting
model to suit their business.

By the end of this training you will learn about:

For more information about this training visit https://www.researchandmarkets.com/research/s8pgxb/1_day_course_on?w=4

View source version on businesswire.com: https://www.businesswire.com/news/home/20180712005351/en/

Leave a Comment