1 Day Workshop: Regulations & Operational Compliance for Funds – ResearchAndMarkets.com

The “Regulations
& Operational Compliance for Funds” training has been added
to ResearchAndMarkets.com’s offering.

Fund Managers together with their service providers need to ensure that
their funds are operated in a compliant manner. However this is a
greater challenge today than ever due to the increasing demands of
regulation and the greater complexity of funds. Demands for increased
efficiency and robust risk management processes only add to the

This practical one day workshop will equip you with the most up-to-date
knowledge about the latest regulation requirements which apply to the
operations of authorised funds.

You will have a chance to explore the impact of MiFID 2, the latest
developments in UCITS Funds as well as the key regulations in the COLL
source book. You will also learn about the transfer agency and fund
accounting, concentrating on high risk areas where mistakes frequently
occur, such as fund pricing and will examine case studies.

Finally, you will work through the techniques and examples of
intelligent oversight which can greatly simplify the identification and
resolution of administration problems. Examples are provided of due
diligence questionnaires and oversight reports.

Key Topics Covered

For more information about this training visit https://www.researchandmarkets.com/research/w8lq5c/1_day_workshop?w=4

View source version on businesswire.com: https://www.businesswire.com/news/home/20180712005371/en/

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